Miami based wealth management firm seeks Compliance Analyst

David-Reitman300

David L. Reitman, Esq.
Phone: 914-693-9165
dlrassociatesrecruiting@gmail.com

Miami-based $4B Private Wealth Manager seeks Compliance Analyst (in-office with the possibility of going remote).  Document client accounts and company funds.  Subscription/redemption docs; account maintenance.  Communicate with clients, investment managers, custodians.  SEC filings, NYSE.  Onboarding, AML, KYC, Patriot Act, FATCA.  Private equity/credit, alternatives, ’40 Act.  2-5 years banking, BD, or RIA experience.  BA/BS in Business, Accounting, or Finance required.  Spanish speaker a plus.  Base salary $65-72k, discretionary bonus.  Contact Dave Reitman, DLR Associates.  (914) 693-9165.   david@dlrassociatesrecruiting.com

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    Financial Services recruiter
    DLR Associates Recruiting

    David L. Reitman, Esq.
    Phone: 914-693-9165
    dlrassociatesrecruiting@gmail.com

    Client Contact