David L. Reitman, Esq.
Phone: 914-693-9165
dlrassociatesrecruiting@gmail.com
Miami-based $4B Private Wealth Manager seeks Compliance Analyst (in-office with the possibility of going remote). Document client accounts and company funds. Subscription/redemption docs; account maintenance. Communicate with clients, investment managers, custodians. SEC filings, NYSE. Onboarding, AML, KYC, Patriot Act, FATCA. Private equity/credit, alternatives, ’40 Act. 2-5 years banking, BD, or RIA experience. BA/BS in Business, Accounting, or Finance required. Spanish speaker a plus. Base salary $65-72k, discretionary bonus. Contact Dave Reitman, DLR Associates. (914) 693-9165. david@dlrassociatesrecruiting.com
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David L. Reitman, Esq.
Phone: 914-693-9165
dlrassociatesrecruiting@gmail.com